SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Robinhood CEO Says Company Responded to SEC Wells Notice
Robinhood CEO Says Company Responded to SEC Wells Notice
August 08, 2024  |  Cryptocurrency

Robinhood Markets reportedly submitted a response to a Securities and Exchange Commission (SEC) Wells Notice that it received in May, which warned the company of...

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Ripple CEO Hails Court Ruling in Case Brought by SEC
Ripple CEO Hails Court Ruling in Case Brought by SEC
August 07, 2024  |  Cryptocurrency

Blockchain solutions provider Ripple Labs was ordered by a federal judge to pay a civil penalty of $125 million in a case brought by the...

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Federal Financial Regulatory Agencies Propose Joint Data Standards
Federal Financial Regulatory Agencies Propose Joint Data Standards
August 02, 2024  |  Bank Regulation

Nine federal financial regulatory agencies have proposed or will propose joint data standards that would apply to data submitted to the agencies. As required by...

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SEC: Founder of Social Platform IRL Defrauded Investors
SEC: Founder of Social Platform IRL Defrauded Investors
August 01, 2024  |  Security & Fraud

In internet lingo, the abbreviation IRL means “in real life.” But for the now defunct social media platform IRL, reality and the picture the company painted...

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Regulators’ Actions vs Green Dot and Other Banks Highlight Scrutiny Over AML Practices
Regulators’ Actions vs Green Dot and Other Banks Highlight Scrutiny Over AML Practices
July 22, 2024  |  AML

Enforcement actions and fines from regulators — the Federal Reserve, the Office of the Comptroller of the Currency and others — highlight the growing scrutiny...

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Ripple CEO: US Crypto Rules Lag Amid ‘Interminable’ Lawsuits
Ripple CEO: US Crypto Rules Lag Amid ‘Interminable’ Lawsuits
July 18, 2024  |  Cryptocurrency

Ripple’s CEO says the cryptocurrency industry is still seeking regulatory clarity from the U.S. Speaking with Bloomberg News Wednesday (July 17), Brad Garlinghouse said America lags behind other countries that...

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Will Supreme Court Rulings Keep Federal Regulators in Court?
Will Supreme Court Rulings Keep Federal Regulators in Court?
July 17, 2024  |  Legal

When the U.S. Supreme Court overturned its own 40-year-old ruling in the LoperBright Enterprises v. Raimondo case on June 28 — in what has come...

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Finance Platform OneStream Aims to Raise $465.5 Million in IPO
Finance Platform OneStream Aims to Raise $465.5 Million in IPO
July 15, 2024  |  IPO

OneStream is attempting to raise $465.5 million in an initial public offering (IPO). The cloud-based enterprise finance platform revealed its plans in a filing with...

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AutoNation: CDK Hack Will Hurt Earnings
AutoNation: CDK Hack Will Hurt Earnings
July 15, 2024  |  Security & Fraud

The impact of the hack on car dealership software firm CDK Global continues to reverberate. AutoNation, one of the largest dealership chains in the country,...

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