Paul McCartney sang: “You never give me your money. You only give me your funny paper.” The sentiment could apply to royalties — the kind paid on music, published works and intellectual property of any sort. Paper checks abound — paper recordkeeping too. Is it...
September 03, 2024
The Securities and Exchange Commission (SEC) has charged six credit rating agencies with “significant” recordkeeping failures in maintaining and preserving electronic communications. The firms have agreed to pay civil penalties and to implement improvements to their compliance policies and procedures, the regulator said in a Tuesday (Sept. 3) press release. The six companies include A.M. Best Rating Services, Demotech, Fitch […]
