insider trading

SEC Reportedly Investigating Alleged Insider Trading at First Republic Bank
SEC Reportedly Investigating Alleged Insider Trading at First Republic Bank
May 05, 2023  |  Banking

The Securities and Exchange Commission (SEC) is reportedly investigating whether there was insider trading at First Republic Bank. The investigation focuses on trades that now-former executives made before...

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Brother of Ex-Coinbase Manager Pleads in Crypto Insider Trading Case
Brother of Ex-Coinbase Manager Pleads in Crypto Insider Trading Case
September 12, 2022  |  Cryptocurrency

The brother of an ex-Coinbase product manager pleaded guilty to wire fraud conspiracy, Reuters wrote. This, according to U.S. prosecutors, is the first insider trading...

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Ex-McKinsey Partner Pleads Guilty to GreenSky Insider Trading Charges
Ex-McKinsey Partner Pleads Guilty to GreenSky Insider Trading Charges
December 15, 2021  |  Security & Fraud

Ex-McKinsey partner Puneet Dikshit, 40, has pled guilty to securities fraud, CNBC writes.  Dikshit reportedly made bets ahead of the Goldman Sachs acquisition of FinTech...

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FBI Investigates Long Island Iced Tea For Blockchain-Related Crimes
FBI Investigates Long Island Iced Tea For Blockchain-Related Crimes
July 25, 2019  |  Blockchain

The U.S. Federal Bureau of Investigation (FBI) has filed a search warrant request for a trading and securities fraud investigation related to the blockchain pivot...

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Equifax’s Ex-CIO Will Do Time For Insider Trading
Equifax’s Ex-CIO Will Do Time For Insider Trading
June 30, 2019  |  Legal

The United States Department of Justice has announced that Jun Ying, the former Chief Information Officer (CIO) of Equifax U.S. Information Solutions, has been sentenced...

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Former Heartland CEO Agrees To $250K SEC Fine
Former Heartland CEO Agrees To $250K SEC Fine
April 26, 2019  |  Legal

To settle charges of insider trading, the ex-chief executive of Heartland Payment Systems Inc. agreed to pay a civil fine of $250,628. With his agreement...

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Former Apple Securities And Compliance Lawyer Charged With Insider Trading
Former Apple Securities And Compliance Lawyer Charged With Insider Trading
February 13, 2019  |  Legal

The Securities and Exchange Commission (SEC) charged a former Apple lawyer with illegal insider trading on Wednesday (Feb. 13), according to a report by CNBC....

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Amazon’s NYC HQ2 Sparks Legislation Over Real Estate
Amazon’s NYC HQ2 Sparks Legislation Over Real Estate
December 03, 2018  |  Legal

A Senator who represents Long Island City, where Amazon plans to build another headquarters, has drafted legislation that would essentially make it illegal to buy...

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SEC Charges Heartland Ex-CEO With Insider Trading
SEC Charges Heartland Ex-CEO With Insider Trading
July 10, 2018  |  Security & Fraud

The U.S. Securities and Exchange Commission (SEC) announced on Tuesday (July 10) that it has charged the former chief executive of Heartland Payment Systems with...

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