SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Probe Prompts Direct Lending CEO To Step Down

SEC Probe Prompts Direct Lending CEO To Step Down
SEC Probe Prompts Direct Lending CEO To Step Down
March 21, 2019  |  Personnel

Direct Lending Investments’ founder and CEO Brendan Ross has resigned while his company is the focus of an investigation by the Securities and Exchange Commission...

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Senators Seek Stronger SEC Clawbacks In Financial Crimes
Senators Seek Stronger SEC Clawbacks In Financial Crimes
March 14, 2019  |  Legal & Regulation

Legislation is bowing in Congress from a pair of U.S. senators that would broaden the ability of the Securities and Exchange Commission (SEC) to recover...

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eCommerce Co Jumia Files US IPO
eCommerce Co Jumia Files US IPO
March 13, 2019  |  IPO

Pan-African eCommerce company Jumia filed for an initial public offering (IPO) on the New York Stock Exchange (NYSE) on Tuesday (March 12). Get the Full...

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Levi Strauss IPO Eyes $6.2B Valuation
Levi Strauss IPO Eyes $6.2B Valuation
March 11, 2019  |  IPO

In the land of tech-heavy IPOs and newly minted Silicon Valley millionaires, might the stars align for a marquee name in … jeans? Get the...

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Bitcoin Daily: Fed Reserve Could Add Bitcoin To Stress Tests; Thai SEC Bans 3 Cryptos
Bitcoin Daily: Fed Reserve Could Add Bitcoin To Stress Tests; Thai SEC Bans 3 Cryptos
March 04, 2019  |  Bitcoin

The U.S. Federal Reserve has announced amendments to a policy statement on the scenario design framework for stress testing, which could soon include a potential cryptocurrency market...

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SEC Says Musk Violated Settlement With Recent Tesla Tweet
SEC Says Musk Violated Settlement With Recent Tesla Tweet
February 26, 2019  |  Legal & Regulation

The U.S. Securities and Exchange Commission is going after Tesla Chief Executive Elon Musk, preparing to pursue a contempt order over what it says are...

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SEC Probes Heinz Over Procurement Accounting
SEC Probes Heinz Over Procurement Accounting
February 25, 2019  |  B2B Payments

Kraft Heinz saw its market value plummet by about $17 billion on Friday (Feb. 22), after posting a $15 billion write-down on its most recognizable...

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SEC Initiates Danske Investigation
SEC Initiates Danske Investigation
February 22, 2019  |  Banking

Amid the regulators looking into its Estonian money laundering scandal, the U.S. Securities and Exchange Commission (SEC) has reportedly initiated an investigation into Danske Bank. The...

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