SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

DOJ Opens Investigation Into Stock Sales By Equifax Executives

DOJ Opens Investigation Into Stock Sales By Equifax Executives
DOJ Opens Investigation Into Stock Sales By Equifax Executives
September 19, 2017  |  Legal

Embattled Equifax was dealt another blow in the wake of its data breach as the U.S. Justice Department has decided to open a criminal investigation...

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State Street Agrees To Pay $35M To Settle SEC Charges
State Street Agrees To Pay $35M To Settle SEC Charges
September 08, 2017  |  Legal

The Securities and Exchange Commission (SEC) announced that financial services company State Street has agreed to pay more than $35 million to settle charges that it...

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SEC Head Concerned About “Substantial” Cybercrime And The Rise Of ICOs
SEC Head Concerned About “Substantial” Cybercrime And The Rise Of ICOs
September 06, 2017  |  Regulation

U.S. Securities and Exchange Commission Chairman Jay Clayton said on Tuesday he is concerned that investors of all sizes don’t understand the full scale and...

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China Bans ICOs, Citing Scams And Investor Risks
China Bans ICOs, Citing Scams And Investor Risks
September 05, 2017  |  International

In what might be a major regulatory shot across the initial coin offering (ICO) bow, China has put in place an immediate ban on funding...

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For ICOs, Smoke, Sizzle, Or SoS?
For ICOs, Smoke, Sizzle, Or SoS?
September 04, 2017  |  Investments

The 1960s TV show “Lost in Space” featured a robot that would stand pat, robot arms akimbo, shouting in its robot voice, “Danger, Will Robinson,...

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First Bitcoin Capital Trading Suspended By SEC
First Bitcoin Capital Trading Suspended By SEC
August 25, 2017  |  Bitcoin

The Securities Exchange Commission (SEC) announced Thursday (Aug. 24) it has temporarily suspended trading in the securities of Canada-based company First Bitcoin Capital Corp. (BITCF). In...

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Apple Tracker: Knowing Your Niche (Or Not)
Apple Tracker: Knowing Your Niche (Or Not)
August 24, 2017  |  Retail

Apple is still trying to change the world, but some of its plans simply weren’t meant to be (read: Apple driverless, gas-pedal-less, steering-wheel-less cars). Others,...

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Muted Performance From Payments Stocks
Muted Performance From Payments Stocks
August 21, 2017  |  Stock Index

Stocks were muted in terms of gains in the past week, showing more momentum to the downside. Get the Full Story Complete the form to...

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Wells Fargo Accused Of Closing Accounts Customers Needed
Wells Fargo Accused Of Closing Accounts Customers Needed
August 21, 2017  |  Bank Regulation

Wells Fargo, the embattled national bank, disclosed in a Securities and Exchange Commission (SEC) filing that the Consumer Financial Protection Bureau (CFPB), a government regulatory...

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