SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

For Hedge Funds, Expense Management Is Risky Business
For Hedge Funds, Expense Management Is Risky Business
February 20, 2017  |  B2B Payments

Any business has operating expenses, but for managers of the alternatives industry, like hedge funds and private equity, the accounts payable process is extra complicated....

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Court Will Rehear SEC Case
Court Will Rehear SEC Case
February 17, 2017  |  Legal

In recent years, the SEC has come under fire by some who have questioned the constitutionality of its in-house trials. Yesterday (Feb. 16), a U.S....

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SEC Bitcoin Trust Decision Deadline Nears
SEC Bitcoin Trust Decision Deadline Nears
February 08, 2017  |  Bitcoin

The deadline looms for the SEC decision on the Winklevoss twins’ Bitcoin Trust. Get the Full Story Complete the form to unlock this article and...

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PYMNTS Daily Data Dive: Snapchat Files IPO
PYMNTS Daily Data Dive: Snapchat Files IPO
February 03, 2017  |  Daily Data Dive

With just five years under its belt, disappearing message app Snapchat filed for its IPO this week. Ahead of its share sale, which may be happening as...

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Bitcoin-Based ETF Requests SEC Approval
Bitcoin-Based ETF Requests SEC Approval
January 23, 2017  |  Bitcoin

While still volatile, and trying to shake the seedier side of its reputation, digital currency bitcoin has come a long way in a few short...

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Dodd-Frank Not In Jeopardy From Court Cases: Here’s Why
Dodd-Frank Not In Jeopardy From Court Cases: Here’s Why
January 19, 2017  |  Regulation

The financial regulatory landscape has been one fraught with questions as to how far regulation should, and can, go. Opponents targeting new regulations, The New...

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Investor Complaint Filed Vs. T-Mobile
Investor Complaint Filed Vs. T-Mobile
November 28, 2016  |  Regulation

T-Mobile has been targeted in an investor complaint, served last Wednesday (Nov. 23), tied to accounting and disclosure by the firm, Fortune reported. Get the Full...

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Federal Reserve Vice Chair Pick Looms Over Hill
Federal Reserve Vice Chair Pick Looms Over Hill
November 22, 2016  |  Bank Regulation

The parade of political appointees for the incoming Trump administration continues, and as noted in reference to the financial industry, one possible appointment looms large....

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White’s SEC Goodbye Sets Stage for Brave New Wall St. World
White’s SEC Goodbye Sets Stage for Brave New Wall St. World
November 16, 2016  |  Regulation

Wall Street and Washington, D.C., are transient towns, in a way. Heads of banks and regulatory agencies come and go, and staffers come and go....

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