SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

AI Models Only 79% Accurate When Asked About SEC Filings
AI Models Only 79% Accurate When Asked About SEC Filings
December 19, 2023  |  artificial intelligence

Startup Patronus AI has uncovered limitations in artificial intelligence (AI) models when analyzing Securities and Exchange Commission (SEC) filings. The findings of the study shed light on the...

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Grayscale CEO Says SEC Should Approve Spot Bitcoin ETFs Simultaneously 
Grayscale CEO Says SEC Should Approve Spot Bitcoin ETFs Simultaneously 
December 18, 2023  |  Bitcoin

The Securities and Exchange Commission (SEC) should approve all applications for spot bitcoin exchange-traded funds (ETFs) simultaneously, Grayscale Investments CEO Michael Sonnenshein said Monday (Dec. 18).  In an interview with Bloomberg...

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Discover and Capital One Card Delinquencies Point to Pressures for Prime, Near-Prime Consumers
Discover and Capital One Card Delinquencies Point to Pressures for Prime, Near-Prime Consumers
December 18, 2023  |  Credit Cards

Card delinquencies and charge-offs offer evidence of the struggles of meeting current obligations. They can also be a harbinger of spending slowdowns in the future....

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SEC Denies Petition for New Crypto Rules; Coinbase Seeks Judicial Review 
SEC Denies Petition for New Crypto Rules; Coinbase Seeks Judicial Review 
December 15, 2023  |  Cryptocurrency

Cryptocurrency exchange Coinbase plans to seek a judicial review of a decision by the Securities and Exchange Commission (SEC) to deny its petition for new rules in the digital...

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SEC Seeks Details on Investment Adviser AI Use
SEC Seeks Details on Investment Adviser AI Use
December 10, 2023  |  artificial intelligence

The Securities and Exchange Commission (SEC) is reportedly querying how investment advisers use artificial intelligence (AI). The agency’s examination division has sent a number of...

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SEC: Binance’s DOJ Settlement Strengthens Our Case
SEC: Binance’s DOJ Settlement Strengthens Our Case
December 10, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) says Binance’s recent plea deal gives it new ammunition against the cryptocurrency exchange. As Bloomberg News reported, the SEC contended...

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SEC Chair Gensler Cautions Companies Against Inflating Their AI Claims
SEC Chair Gensler Cautions Companies Against Inflating Their AI Claims
December 06, 2023  |  Regulation

One of America’s top financial watchdogs is warning companies not to make false artificial intelligence claims. Securities and Exchange Commission (SEC) Chair Gary Gensler referred...

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On Capitol Hill, Regulators Say AI Illustrates Financial Innovation’s Rewards and Risks
On Capitol Hill, Regulators Say AI Illustrates Financial Innovation’s Rewards and Risks
December 05, 2023  |  Innovation

A half dozen regulators convened on Capitol Hill Tuesday (Dec. 5), pointing to the benefits of collaboration between government, the private sector and the public...

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Crypto Sector Lobbying Set to Make New US Record
Crypto Sector Lobbying Set to Make New US Record
December 05, 2023  |  Cryptocurrency

Cryptocurrency firms are reportedly spending record amounts of cash to advance their cause in Washington. Digital asset companies spent $18.9 million on lobbying during the first three...

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