SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Fines Deutsche Bank Securities $4 Million for ‘Stale’ Suspicious Activity Reports
SEC Fines Deutsche Bank Securities $4 Million for ‘Stale’ Suspicious Activity Reports
December 20, 2024  |  Bank Regulation

Deutsche Bank Securities agreed to pay a $4 million civil penalty to settle Securities and Exchange Commission (SEC) charges that it failed to file certain Suspicious...

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Report: Chime to Go Public in 2025 After Submitting Confidential Filing
Report: Chime to Go Public in 2025 After Submitting Confidential Filing
December 19, 2024  |  IPO

Chime Financial reportedly submitted a confidential filing for an initial public offering (IPO). Get the Full Story Complete the form to unlock this article and enjoy...

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November Issuer Data Extends Trend of Rising Credit Card Charge-Offs
November Issuer Data Extends Trend of Rising Credit Card Charge-Offs
December 17, 2024  |  Consumer Finance

Securities and Exchange Commission (SEC) filings from several card issuers offer up a mixed portrait of the U.S. consumer in November. Get the Full Story...

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SEC and Express Settle Charges Related to Disclosure Obligations
SEC and Express Settle Charges Related to Disclosure Obligations
December 17, 2024  |  Regulation

The Securities and Exchange Commission (SEC) settled charges with Express, Inc., in which it alleged that the fashion retailer failed to disclose executive compensation paid...

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Bitcoin Hits ‘Blue Sky Territory’ on Trump’s Strategic Reserve Talk
Bitcoin Hits ‘Blue Sky Territory’ on Trump’s Strategic Reserve Talk
December 16, 2024  |  Cryptocurrency

Bitcoin’s price topped $106,000 on Donald Trump’s apparent plans for a bitcoin reserve. Get the Full Story Complete the form to unlock this article and...

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Bitcoin Crosses $100K Threshold on News of Trump’s SEC Pick
Bitcoin Crosses $100K Threshold on News of Trump’s SEC Pick
December 05, 2024  |  Cryptocurrency

Bitcoin’s price has exceeded $100,000 for the first time, a milestone for the digital currency. Get the Full Story Complete the form to unlock this...

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This Week in Web3: A Crypto-Friendly SEC, Stablecoins, and Payments 
This Week in Web3: A Crypto-Friendly SEC, Stablecoins, and Payments 
December 04, 2024  |  Cryptocurrency

Cryptocurrency may have started as a rebel yell against traditional finance, but its future is increasingly converging with it. Get the Full Story Complete the...

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Crypto Boom Still Has Retail Investors ‘Sitting on Sidelines’
Crypto Boom Still Has Retail Investors ‘Sitting on Sidelines’
December 01, 2024  |  Cryptocurrency

There are a lot of eyes on the cryptocurrency market these days amid its latest boom. Get the Full Story Complete the form to unlock...

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Blockchain’s B2B Dreams Start With New Regulations
Blockchain’s B2B Dreams Start With New Regulations
November 25, 2024  |  Blockchain

Cryptocurrencies, and more specifically their underlying blockchain technologies, have gone from a solution in search of a problem to a solution in hopes of some...

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