SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Post-Election, SEC Expected To Relax Post-Crisis Rules
Post-Election, SEC Expected To Relax Post-Crisis Rules
November 10, 2016  |  Regulation

Many things are likely to change in a Trump administration, among them the Securities and Exchange Commission. Get the Full Story Complete the form to...

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Wells Fargo Litigation Reserves Nearing $2B
Wells Fargo Litigation Reserves Nearing $2B
November 04, 2016  |  Banking

Wells Fargo disclosed Thursday (Nov. 3) it is raising the amount of money it set aside for legal fees due to the fake account scandal...

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SEC, SME Alt-Lenders At Odds Over Proposed Rule
SEC, SME Alt-Lenders At Odds Over Proposed Rule
October 27, 2016  |  B2B Payments

The Securities and Exchange Commission is considering new regulations that alternative lenders say would curb their ability to lend to small businesses. Get the Full...

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Yahoo’s Breach Epitaph
Yahoo’s Breach Epitaph
October 03, 2016  |  Security & Fraud

Yahoo’s data breach seemed the last gasp for Yahoo. But the company’s legacy lives on. Because the breach in 2014 was so large and it...

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Two Former Bankrate Executives Can’t Get SEC Allegations Thrown Out
Two Former Bankrate Executives Can’t Get SEC Allegations Thrown Out
September 16, 2016  |  Security & Fraud

Two former executives at Bankrate were unsuccessful in convincing a federal judge to throw out U.S. Securities and Exchange Commission allegations that they manipulated the...

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Wells Fargo, AMD, Fifth Third May Have Run Afoul Of Whistleblower Laws
Wells Fargo, AMD, Fifth Third May Have Run Afoul Of Whistleblower Laws
August 26, 2016  |  Regulation

Wells Fargo, Advanced Micro Devices (AMD) and Fifth Third Bank have reportedly struck settlement agreements with former employees that may have run afoul of U.S. whistleblower protection laws....

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Former NFL Player Arrested On $10M Ponzi Scheme Charges
Former NFL Player Arrested On $10M Ponzi Scheme Charges
August 12, 2016  |  Security & Fraud

Former Philadelphia Eagles player Merrill Robertson Jr. may not be playing football, but he’s being accused of playing investors in a Ponzi scheme. Get the...

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Amid Market Changes, Treasurers Lean On Their Banks
Amid Market Changes, Treasurers Lean On Their Banks
July 13, 2016  |  B2B Payments

Treasurers take their relationship with the bank seriously. New research finds that nearly all corporate treasurers agree that their relationship with financial institutions is a...

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SEC’s International Corporate Finance Head Says Goodbye
SEC’s International Corporate Finance Head Says Goodbye
July 01, 2016  |  B2B Payments

The Securities and Exchange Commission announced this week that its head of international corporate finance will be departing the agency. Get the Full Story Complete the...

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