SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

A Long-Term Stock Market For The Far-Sighted (And Patient) Investor?
A Long-Term Stock Market For The Far-Sighted (And Patient) Investor?
June 13, 2016  |  Payment Methods

Stock exchanges have been around for centuries – is it time to tweak the model? Get the Full Story Complete the form to unlock this...

READ MORE >
SEC Fines Morgan Stanley For Data Breach
SEC Fines Morgan Stanley For Data Breach
June 09, 2016  |  Security & Fraud

The Wall Street bank is being forced to pay up for not safeguarding data that ultimately ended up in the hands of hackers. Get the...

READ MORE >
$10M Ponzi Scheme Arises In Silicon Valley
$10M Ponzi Scheme Arises In Silicon Valley
May 31, 2016  |  Security & Fraud

Silicon Valley is not just the home to startups and angel investors but also, apparently, some bad apples. Get the Full Story Complete the form...

READ MORE >
Alibaba’s SEC Troubles
Alibaba’s SEC Troubles
May 26, 2016  |  Regulation

Alibaba is finding itself in hot water over an SEC inquiry regarding its accounting practices. Get the Full Story Complete the form to unlock this...

READ MORE >
SEC Chair Warns That Cybersecurity Is Top Financial Risk
SEC Chair Warns That Cybersecurity Is Top Financial Risk
May 19, 2016  |  Security & Fraud

SEC Chair Mary Jo White made it clear that cybersecurity remains the biggest threat facing the financial system. Get the Full Story Complete the form...

READ MORE >
Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
April 04, 2016  |  Payment Methods

When the Feds come knocking and want to look under the proverbial hood, the unicorns may crash to earth.

READ MORE >
April To Be The Cruelest Month For Wall Street Payouts
April To Be The Cruelest Month For Wall Street Payouts
March 24, 2016  |  Payment Methods

On Wall Street, showing them the money is going to take a little longer. Get the Full Story Complete the form to unlock this article...

READ MORE >
Santander’s US Lending Unit Under SEC Microscope
Santander’s US Lending Unit Under SEC Microscope
March 02, 2016  |  Regulation

Banco Santander SA, with an eye on its units based in the United States, is taking a $4.8 billion goodwill impairment charge tied to its...

READ MORE >