SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

PYMNTS Daily Data Dive: Snapchat Files IPO

PYMNTS Daily Data Dive: Snapchat Files IPO
PYMNTS Daily Data Dive: Snapchat Files IPO
February 03, 2017  |  Daily Data Dive

With just five years under its belt, disappearing message app Snapchat filed for its IPO this week. Ahead of its share sale, which may be happening as...

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Dodd-Frank Not In Jeopardy From Court Cases: Here’s Why
Dodd-Frank Not In Jeopardy From Court Cases: Here’s Why
January 19, 2017  |  Regulation

The financial regulatory landscape has been one fraught with questions as to how far regulation should, and can, go. Opponents targeting new regulations, The New...

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Investor Complaint Filed Vs. T-Mobile
Investor Complaint Filed Vs. T-Mobile
November 28, 2016  |  Regulation

T-Mobile has been targeted in an investor complaint, served last Wednesday (Nov. 23), tied to accounting and disclosure by the firm, Fortune reported. Get the Full...

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Federal Reserve Vice Chair Pick Looms Over Hill
Federal Reserve Vice Chair Pick Looms Over Hill
November 22, 2016  |  Bank Regulation

The parade of political appointees for the incoming Trump administration continues, and as noted in reference to the financial industry, one possible appointment looms large....

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White’s SEC Goodbye Sets Stage for Brave New Wall St. World
White’s SEC Goodbye Sets Stage for Brave New Wall St. World
November 16, 2016  |  Regulation

Wall Street and Washington, D.C., are transient towns, in a way. Heads of banks and regulatory agencies come and go, and staffers come and go....

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Post-Election, SEC Expected To Relax Post-Crisis Rules
Post-Election, SEC Expected To Relax Post-Crisis Rules
November 10, 2016  |  Regulation

Many things are likely to change in a Trump administration, among them the Securities and Exchange Commission. Get the Full Story Complete the form to...

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Wells Fargo Litigation Reserves Nearing $2B
Wells Fargo Litigation Reserves Nearing $2B
November 04, 2016  |  Banking

Wells Fargo disclosed Thursday (Nov. 3) it is raising the amount of money it set aside for legal fees due to the fake account scandal...

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SEC, SME Alt-Lenders At Odds Over Proposed Rule
SEC, SME Alt-Lenders At Odds Over Proposed Rule
October 27, 2016  |  B2B Payments

The Securities and Exchange Commission is considering new regulations that alternative lenders say would curb their ability to lend to small businesses. Get the Full...

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