SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Lawmakers Probe Whether SEC Guidance on Digital Assets ‘Undermined’ Banking Regulators
Lawmakers Probe Whether SEC Guidance on Digital Assets ‘Undermined’ Banking Regulators
September 24, 2024  |  Regulation

Four lawmakers sent letters to the heads of financial regulators, asking for information about the development of the Securities and Exchange Commission’s (SEC) Staff Accounting...

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Coinbase Tells Appeals Court It Seeks Regulatory Clarity From SEC
Coinbase Tells Appeals Court It Seeks Regulatory Clarity From SEC
September 23, 2024  |  Cryptocurrency

Coinbase Global addressed a federal appeals court Monday (Sept. 23), aiming to force the Securities and Exchange Commission (SEC) to create new rules for digital...

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Macquarie to Pay $79.8 Million to Settle SEC Fraud Charges
Macquarie to Pay $79.8 Million to Settle SEC Fraud Charges
September 19, 2024  |  Regulation

The Securities and Exchange Commission (SEC) said Macquarie Investment Management Business Trust (MIMBT) will pay $79.8 million to settle fraud charges. Get the Full Story...

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This Week in Web3: Blockchain Succeeds Where Crypto Can’t
This Week in Web3: Blockchain Succeeds Where Crypto Can’t
September 18, 2024  |  Blockchain

People and businesses tend to think of crypto in one of two ways. The first is that crypto and blockchain more broadly are transforming technologies...

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SEC and Prager Metis Settle Charges Related to FTX Audits
SEC and Prager Metis Settle Charges Related to FTX Audits
September 17, 2024  |  Legal

The Securities and Exchange Commission (SEC) has announced a settlement with audit firm Prager Metis that includes charges related to the firm’s audits of FTX....

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eToro Pares Down Crypto Biz in $1.5 Million SEC Settlement
eToro Pares Down Crypto Biz in $1.5 Million SEC Settlement
September 12, 2024  |  Cryptocurrency

Cryptocurrency trading platform eToro has agreed to pay a $1.5 million government settlement. Get the Full Story Complete the form to unlock this article and enjoy unlimited...

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US Accounting Giants Ready Themselves for New Quality Control Standards
US Accounting Giants Ready Themselves for New Quality Control Standards
September 10, 2024  |  Regulation

Where there is smoke, there tends to be fire. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access...

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Big Lots Declares Bankruptcy as Consumers Chase Deals
Big Lots Declares Bankruptcy as Consumers Chase Deals
September 09, 2024  |  Retail

Discount retailer Big Lots has declared bankruptcy and sold itself to an investment firm. Get the Full Story Complete the form to unlock this article and enjoy...

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Judge Says Shareholders’ Lawsuit Against Coinbase Can Move Forward
Judge Says Shareholders’ Lawsuit Against Coinbase Can Move Forward
September 06, 2024  |  Legal

A proposed class action lawsuit brought against Coinbase by shareholders is reportedly moving forward. Get the Full Story Complete the form to unlock this article and...

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