SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Financial Blockchain Technology Gains Ground While Crypto’s Future Remains Uncertain
Financial Blockchain Technology Gains Ground While Crypto’s Future Remains Uncertain
October 09, 2023  |  Cryptocurrency

Investing in crypto requires having a lot of optimism about crypto. And while blockchain technology still holds the potential to transform global payments, the cryptocurrency ecosystem itself...

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Federal Judge Denies SEC Request to Appeal Crypto Ruling
Federal Judge Denies SEC Request to Appeal Crypto Ruling
October 04, 2023  |  Legal

A federal judge reportedly denied the Securities and Exchange Commission’s (SEC) request to appeal a ruling regarding Ripple Labs’ cryptocurrency, XRP. U.S. District Judge Analisa...

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SEC Challenges Coinbase’s Reliance on Ripple Ruling
SEC Challenges Coinbase’s Reliance on Ripple Ruling
October 03, 2023  |  Cryptocurrency

A Securities and Exchange Commission (SEC) filing in its case against Coinbase Global has reportedly raised questions about a previous ruling in a case against Ripple. The issue arose as...

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Circle Says Stablecoins Are Not Securities in SEC Case Against Binance
Circle Says Stablecoins Are Not Securities in SEC Case Against Binance
September 29, 2023  |  Cryptocurrency

Circle, the issuer of the USDC stablecoin, has reportedly filed a brief in the Securities and Exchange Commission’s (SEC) case against Binance, one of the...

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Binance in ‘Do or Die’ Mode as Traders Imagine Life Without Exchange
Binance in ‘Do or Die’ Mode as Traders Imagine Life Without Exchange
September 26, 2023  |  Cryptocurrency

What would happen if the world’s largest cryptocurrency company suddenly collapsed? It’s a question the industry is asking about Binance, The Wall Street Journal reported Tuesday (Sept. 26),...

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SEC Raises Concerns Over Coinbase’s Role in Celsius’ Bankruptcy Plan
SEC Raises Concerns Over Coinbase’s Role in Celsius’ Bankruptcy Plan
September 25, 2023  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has reportedly expressed reservations regarding Coinbase Global’s proposed involvement in Celsius Network’s plan to emerge from bankruptcy. The SEC, which previously charged Coinbase...

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SEC: DWS Failed to Develop Anti-Money Laundering Program
SEC: DWS Failed to Develop Anti-Money Laundering Program
September 25, 2023  |  AML

DWS Investment Management Americas is facing two separate enforcement actions from the Securities and Exchange Commission (SEC). The SEC said in a news release Monday (Sept....

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What’s Next as Instacart and Arm Flirt With Busted IPO Status?
What’s Next as Instacart and Arm Flirt With Busted IPO Status?
September 22, 2023  |  IPO

On Wall Street, a “busted” IPO is one that’s simply defined — the stock trades below the initial offer price. At this writing, two of...

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Crypto Firms ‘Disregard’ US Amid Regulatory Crackdown
Crypto Firms ‘Disregard’ US Amid Regulatory Crackdown
September 21, 2023  |  Cryptocurrency

Cryptocurrency companies apparently don’t feel at home in America these days. Amid a regulatory crackdown, crypto executives say they are now looking outside the U.S....

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