SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Charges 17 in Alleged Ponzi Scheme Involving CryptoFX

SEC Charges 17 in Alleged Ponzi Scheme Involving CryptoFX
SEC Charges 17 in Alleged Ponzi Scheme Involving CryptoFX
March 14, 2024  |  Cryptocurrency

The Securities and Exchange Commission (SEC) has charged 17 individuals connected with Houston-based CryptoFX, alleging that they were involved in a Ponzi scheme. Get the Full...

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NYCB Announces Leadership Changes, Delays Annual Report
NYCB Announces Leadership Changes, Delays Annual Report
March 01, 2024  |  Banking

New York Community Bancorp (NYCB) has announced leadership changes in the CEO role and a board position. Get the Full Story Complete the form to...

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SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
SEC Investigates Whether Sam Altman’s Politicking Misled OpenAI Investors
February 29, 2024  |  Artificial Intelligence

OpenAI CEO Sam Altman is reportedly under scrutiny as part of an investigation by the Securities and Exchange Commission into whether his company misled investors as part of its November...

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Report: SEC Probes Whether OpenAI Duped Investors
Report: SEC Probes Whether OpenAI Duped Investors
February 29, 2024  |  artificial intelligence

U.S. regulators are reportedly investigating whether artificial intelligence giant OpenAI’s investors were misled. Get the Full Story Complete the form to unlock this article and...

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Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
February 27, 2024  |  IPO

Shein is reportedly rethinking its U.S. initial public offering (IPO) due to regulatory resistance. Get the Full Story Complete the form to unlock this article and...

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Capital One/Discover Combo Could Create Financial Ecosystem for Paycheck-to-Paycheck Consumers
Capital One/Discover Combo Could Create Financial Ecosystem for Paycheck-to-Paycheck Consumers
February 20, 2024  |  Acquisitions

In any industry, a $35 billion deal is, of course … a big deal. Get the Full Story Complete the form to unlock this article...

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Report: Sen. Marco Rubio Asks SEC to Block Shein IPO
Report: Sen. Marco Rubio Asks SEC to Block Shein IPO
February 15, 2024  |  IPO

Sen. Marco Rubio, R-Fla., is reportedly asking the Securities and Exchange Commission (SEC) to prevent fast fashion platform Shein from its bid to list publicly in...

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PayPal Chief Enterprise Services Officer Aaron Karczmer to Leave Company
PayPal Chief Enterprise Services Officer Aaron Karczmer to Leave Company
February 13, 2024  |  Personnel

PayPal Executive Vice President and Chief Enterprise Services Officer Aaron Karczmer will leave the company on April 30. Get the Full Story Complete the form...

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SEC to Enhance Reporting Requirements for Hedge Fund Advisers
SEC to Enhance Reporting Requirements for Hedge Fund Advisers
February 08, 2024  |  Regulation

The Securities and Exchange Commission (SEC) has made amendments to Form PF, a confidential reporting form for SEC-registered investment advisers to private funds. Get the Full Story Complete the form...

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