SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Brings Charges In First Case Using DeFi Tech; Alleged $30M Scheme
SEC Brings Charges In First Case Using DeFi Tech; Alleged $30M Scheme
August 06, 2021  |  Security & Fraud

The Securities and Exchange Commission (SEC) charged a Florida duo operating a Cayman Islands company with more than $30 million in unregistered securities sales and...

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Banking, Cloud Firms Lead IPO And SPAC Announcements
Banking, Cloud Firms Lead IPO And SPAC Announcements
August 05, 2021  |  IPO

Listing announcements this past week — initial public offerings (IPOs) and special purpose acquisition companies (SPACs) among them — were dominated by banking and high-tech...

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Gensler Signals More Regulation Ahead For Cryptos, Stablecoins And Platforms
Gensler Signals More Regulation Ahead For Cryptos, Stablecoins And Platforms
August 05, 2021  |  Cryptocurrency

In life there are no certainties — except uncertainty. Except, maybe, when it comes to cryptocurrency, where the certainty is that more regulation looms. Earlier this...

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SEC Chair Gensler Wants More Crypto Oversight Authority
SEC Chair Gensler Wants More Crypto Oversight Authority
August 03, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler is pressing Congress to give the agency additional policing authority over cryptocurrencies, according to multiple media outlets...

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Chinese US IPOs Face SEC Rules As Stocks Plummet
Chinese US IPOs Face SEC Rules As Stocks Plummet
July 30, 2021  |  Economy

The U.S. Security and Exchange Commission (SEC) is implementing new rules that require Chinese firms seeking New York listings to provide supplementary risk disclosure documents....

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PayPal’s Regulatory Affairs Hiring Hints At Cryptos’ Retail Challenges
PayPal’s Regulatory Affairs Hiring Hints At Cryptos’ Retail Challenges
July 26, 2021  |  Cryptocurrency

The growth in job listings at tech behemoths — positions dedicated to the development of cryptocurrencies to be used in larger, presumably retail settings —...

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Synthetic Blockchain Stocks Prompt SEC’s Gensler To Caution Bankers
Synthetic Blockchain Stocks Prompt SEC’s Gensler To Caution Bankers
July 21, 2021  |  Blockchain

Securities and Exchange Commission (SEC) Chair Gary Gensler cautioned bankers to take heed regarding the proliferation of synthetic stocks on the blockchain, according to a...

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Ackman’s Withdrawal From SPAC-For-Universal Deal May Be SPAC Mood Killer
Ackman’s Withdrawal From SPAC-For-Universal Deal May Be SPAC Mood Killer
July 19, 2021  |  Investments

A deal for Universal Music, yes, but not through the much ballyhooed SPAC route. Hedge fund titan Bill Ackman, as has been widely reported, has...

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UK Soho House IPO Falls Short On Market Debut
UK Soho House IPO Falls Short On Market Debut
July 15, 2021  |  IPO

The London-based members-only Soho House fell short of its debut on the New York Stock Exchange (NYSE) under the ticker MCG following an initial public offering (IPO) priced at the...

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