SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Hopes for Crypto Regulations Fade as Midterm Elections Approach

Hopes for Crypto Regulations Fade as Midterm Elections Approach
Hopes for Crypto Regulations Fade as Midterm Elections Approach
October 05, 2022  |  Cryptocurrency

Neither the House of Representatives nor the Senate will pass a crypto regulation bill before the elections next month. That’s a pretty safe prediction, given...

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SEC Sounds Alarm on Crypto Endorsements With $1.3M Kim Kardashian Fine
SEC Sounds Alarm on Crypto Endorsements With $1.3M Kim Kardashian Fine
October 03, 2022  |  Cryptocurrency

The Securities and Exchange Commission’s celebrity crypto touting campaign reached the A-list on Monday (Oct. 3), as Kim Kardashian agreed to a $1.26 million fine....

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SEC Hits Kim Kardashian With $1.26M Fine for Crypto IG Posts
SEC Hits Kim Kardashian With $1.26M Fine for Crypto IG Posts
October 03, 2022  |  Cybersecurity

Reality star and social media influencer Kim Kardashian was fined $1.26 million by the Securities and Exchange Commission (SEC) for failing to mention that she...

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SEC Charges Arbitrade, Cryptobontix in Connection With Crypto Pump-and-Dump Scheme
SEC Charges Arbitrade, Cryptobontix in Connection With Crypto Pump-and-Dump Scheme
September 30, 2022  |  Cybersecurity

The Securities and Exchange Commission (SEC) has filed charges against Bermudan company Arbitrade, Canadian company Cryptobontix and their principals. Get the Full Story Complete the...

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Goldman Sachs and 15 Financial Firms Pay $1.1B to Settle SEC WhatsApp Probe
Goldman Sachs and 15 Financial Firms Pay $1.1B to Settle SEC WhatsApp Probe
September 27, 2022  |  Legal & Regulation

Goldman Sachs, Citigroup and other financial giants have agreed to pay regulators $1.1 billion in penalties for not monitoring employees using unauthorized messaging apps, according...

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Expanding Crypto Lender Nexo Secures U.S. Banking Charter
Expanding Crypto Lender Nexo Secures U.S. Banking Charter
September 27, 2022  |  Cryptocurrency

Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all PYMNTS content — no additional logins required....

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SEC Ethereum Lawsuit Asserts Control Over Most Crypto Blockchains
SEC Ethereum Lawsuit Asserts Control Over Most Crypto Blockchains
September 23, 2022  |  Blockchain

Earlier this week, the Securities and Exchange Commission (SEC) buried a very broad and very big jurisdiction claim 69 paragraphs down in a lawsuit about...

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Report: Incoming CEO Says Kraken Doesn’t Plan to Register With SEC
Report: Incoming CEO Says Kraken Doesn’t Plan to Register With SEC
September 23, 2022  |  Cryptocurrency

Although the Securities and Exchange Commission (SEC) has identified some tokens as securities and called for cryptocurrency platforms to register with the agency as exchanges,...

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