SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC’s New Top Cop: No Free Pass For Unregistered Crypto Lenders
SEC’s New Top Cop: No Free Pass For Unregistered Crypto Lenders
February 28, 2022  |  Cryptocurrency

The Securities and Exchange Commission isn’t about to give crypto lending firms a mulligan for what it says are securities law violations. Get the Full...

READ MORE >
SEC: No Amnesty for Crypto Companies for Self-Reported Violations
SEC: No Amnesty for Crypto Companies for Self-Reported Violations
February 28, 2022  |  Cryptocurrency

Cryptocurrency companies that self-report their violations won’t get amnesty, but could face smaller penalties for their infractions, U.S. Securities and Exchange Commission (SEC) Enforcement Director...

READ MORE >
Crypto Lender Nexo Stops Interest on New Deposits
Crypto Lender Nexo Stops Interest on New Deposits
February 20, 2022  |  Cryptocurrency

Nexo, a crypto lender, has stopped paying interest on new deposits, Bloomberg reported Friday (Feb. 18), and is now planning to offer a new product....

READ MORE >
FCA: Crypto Products Less Regulated in UK Than in US
FCA: Crypto Products Less Regulated in UK Than in US
February 18, 2022  |  Cryptocurrency

Last week was an expensive one for BlockFi. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to...

READ MORE >
Biden Administration Looks for Private Equity, Hedge Fund Transparency
Biden Administration Looks for Private Equity, Hedge Fund Transparency
February 16, 2022  |  Regulation

The Biden administration is looking more into private equity and alternative investments like hedge funds, CNBC reported Wednesday (Feb. 16). Get the Full Story Complete...

READ MORE >
SEC Examines Links Between Binance’s Founder and Trading Firms
SEC Examines Links Between Binance’s Founder and Trading Firms
February 15, 2022  |  Cryptocurrency

The Securities and Exchange Commission is looking into the relationship the U.S. arm of Binance has with two trading firms which have connections to Binance’s...

READ MORE >
SEC Charges Firms for Missing Regulatory Deadlines
SEC Charges Firms for Missing Regulatory Deadlines
February 15, 2022  |  Regulation

The Securities and Exchange Commission has charged 12 financial advisors and firms for failing to meet regulatory deadlines, the commission said Tuesday (Feb. 15). Get...

READ MORE >
BlockFi’s $100 Million Settlement With SEC Raises Internal Discussion 
BlockFi’s $100 Million Settlement With SEC Raises Internal Discussion 
February 15, 2022  |  Cryptocurrency

The Securities and Exchange Commission (SEC) charged BlockFi with failing to register the offers and sales of its retail crypto lending product on Monday (Feb....

READ MORE >
DeFi Protocol Wonderland May Draw SEC Probe for Use of PCV
DeFi Protocol Wonderland May Draw SEC Probe for Use of PCV
February 14, 2022  |  Regulation

The status of decentralized finance (DeFi) could finally be weighed in on by the U.S. Securities and Exchange Commission (SEC), according to a report from...

READ MORE >