SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

ProShares Launching Metaverse ETF
ProShares Launching Metaverse ETF
December 29, 2021  |  Investments

ProShares applied to the U.S. Securities and Exchange Commission for an exchange-traded fund (ETF) focused on the metaverse on Tuesday (Dec. 28), according to a...

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Sen Lummis’ Christmas Present to Crypto: Clear Regulation in the New Year
Sen Lummis’ Christmas Present to Crypto: Clear Regulation in the New Year
December 27, 2021  |  Cryptocurrency

Senator Cynthia Lummis plans to give the crypto industry the Christmas present it wants. Get the Full Story Complete the form to unlock this article...

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SEC Turning Attention To Crypto Exchanges
SEC Turning Attention To Crypto Exchanges
December 13, 2021  |  Cryptocurrency

Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all PYMNTS content — no additional logins required....

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Gensler Seeks SPAC Investor Protection Recommendations From SEC Staff
Gensler Seeks SPAC Investor Protection Recommendations From SEC Staff
December 09, 2021  |  SPAC

Securities and Exchange Commission (SEC) Chair Gary Gensler seems poised to start regulating blank check companies with a new spate of cases against them from...

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CFTC Commissioner: Stop Crypto Fines Without Clear Guidance
CFTC Commissioner: Stop Crypto Fines Without Clear Guidance
December 08, 2021  |  Cryptocurrency

One of the U.S.’s top regulators criticized her own agency for fining crypto companies for violating rules without making clear what those rules are. Get...

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Fraud Suit Verdict Undermines SEC Control of Cryptocurrencies
Fraud Suit Verdict Undermines SEC Control of Cryptocurrencies
November 23, 2021  |  Legal

A lawsuit over an alleged crypto Ponzi scheme dating back to 2014 may have thrown a big wrench into the U.S. Securities and Exchange Commission’s...

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Ripple CEO Confident SEC Lawsuit Moving in Right Direction
Ripple CEO Confident SEC Lawsuit Moving in Right Direction
November 23, 2021  |  Cryptocurrency

The 2020 lawsuit filed against blockchain payments company Ripple by the U.S. Securities and Exchange Commission (SEC) is moving in the right direction, CEO Brad...

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BlockFi in SEC Crosshairs for High-Yield Crypto Accounts
BlockFi in SEC Crosshairs for High-Yield Crypto Accounts
November 17, 2021  |  Regulation

The U.S. Securities and Exchange Commission (SEC) are looking into BlockFi Inc. and its product that pays its customers high interest rates for lending their...

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SEC’s Gensler Hints at Increased Scrutiny for Cryptos
SEC’s Gensler Hints at Increased Scrutiny for Cryptos
November 04, 2021  |  Regulation

Securities and Exchange Commission (SEC) Chairman Gary Gensler gave a warning to securities lawyers that the watchdog is going after all forms of misconduct, and...

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