SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Facebook Faces Billions In Possible GDPR Fines
Facebook Faces Billions In Possible GDPR Fines
October 08, 2018  |  Regulation

The impact of Europe’s General Data Protection Regulation (GDPR) continues to take shape roughly five months after taking effect, and Facebook could be on the...

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CFTC Ups Crypto Regulation In 2018
CFTC Ups Crypto Regulation In 2018
October 08, 2018  |  Regulation

The Commodity Futures Trading Commission (CFTC) reported an increase in enforcement actions in the last fiscal year, partly due to a rise in cryptocurrency cases...

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Revolve Rides The Power Of Influencers All The Way To An IPO
Revolve Rides The Power Of Influencers All The Way To An IPO
October 05, 2018  |  Retail

For many shoppers, Revolve is not quite a household name as of yet. The brand largely focuses on (and sells to) younger shoppers — particularly...

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LendingClub Settles With SEC, DOJ
LendingClub Settles With SEC, DOJ
October 01, 2018  |  Security & Fraud

On Friday (Sept. 30), LendingClub officially closed the door on a two-year chapter in its corporate history that its current board and founding team would...

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Case In Musk? SEC Getting Tougher With Execs
Case In Musk? SEC Getting Tougher With Execs
September 30, 2018  |  Regulation

Securities law experts say that the U.S. Securities and Exchange Commission’s recent settlement with Tesla’s Elon Musk is proof that the agency is getting tougher...

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Tesla, Musk To Pay $40M and Resign As Chairman
Tesla, Musk To Pay $40M and Resign As Chairman
September 30, 2018  |  Security & Fraud

The Securities and Exchange Commission announced Saturday (September 30) that Elon Musk, CEO and chairman of Tesla, and the green car company have agreed to...

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Analysis Claims $88.6M Laundered Via Crypto Exchanges
Analysis Claims $88.6M Laundered Via Crypto Exchanges
September 28, 2018  |  Cryptocurrency

For years, law enforcement has feared that bitcoin could make money laundering easier. And now, in a new analysis of 2,500 suspected crypto crimes that made...

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US Reps Ask SEC For Clarity On Crypto Regulation
US Reps Ask SEC For Clarity On Crypto Regulation
September 28, 2018  |  Cryptocurrency

In an effort to get more clarity on the regulation of digital currencies, U.S. representatives wrote to U.S. Securities and Exchange Commission (SEC) chairman Jay...

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What’s Next For Tesla In The Wake Of SEC Settlement?
What’s Next For Tesla In The Wake Of SEC Settlement?
September 28, 2018  |  Stock Index

The suit is settled. But what comes next? Over the weekend, Elon Musk and Tesla settled with the Securities and Exchange Commission (SEC) over charges...

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