SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Wells Faces Continued Scrutiny After Scandals
Wells Faces Continued Scrutiny After Scandals
January 24, 2020  |  Bank Regulation

Wells Fargo’s woes, which began in earnest in 2016 when a scandal involving millions of fake accounts created to boost numbers came to light, are...

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Bitcoin Daily: Shopify Plugin Uses Blockchain For Authentication, SportsCastr Launches Its Own Crypto
Bitcoin Daily: Shopify Plugin Uses Blockchain For Authentication, SportsCastr Launches Its Own Crypto
January 22, 2020  |  Bitcoin

A startup in San Francisco called the Real Items Foundation has developed a plugin for Shopify that will use blockchain technology to make sure items...

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Cryptos, Blockchain Listed Among SEC Priorities In 2020
Cryptos, Blockchain Listed Among SEC Priorities In 2020
January 08, 2020  |  Cryptocurrency

Call it, perhaps, a New Year’s Resolution list — for regulators. Get the Full Story Complete the form to unlock this article and enjoy unlimited...

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Bitcoin Daily: SEC Demands Telegram’s ICO Allocations; Coinbase CEO Expects To See 1B Blockchain Users By Decade’s End
Bitcoin Daily: SEC Demands Telegram’s ICO Allocations; Coinbase CEO Expects To See 1B Blockchain Users...
January 05, 2020  |  Cryptocurrency

Venkata S. Meenavalli, CEO of the cryptocurrency firm Longfin, has agreed to settle with the Securities and Exchange Commission (SEC) and pay $400,000 in disgorgement...

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SEC Investigates Unicorns Direct Listings
SEC Investigates Unicorns Direct Listings
December 23, 2019  |  Regulation

Might unicorns have their wings clipped – just a bit? Get the Full Story Complete the form to unlock this article and enjoy unlimited free...

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SEC Reignites Supply Chain Finance Debate
SEC Reignites Supply Chain Finance Debate
December 12, 2019  |  B2B Payments

The U.S. Securities and Exchange Commission is turning its attention to a lack of transparency within corporates’ investor disclosures as more businesses use supply chain...

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Bitcoin Daily: China Regulator Eyes Digital Currency Veteran As Chief; Crypto Firm Founder Charged With ICO Fraud
Bitcoin Daily: China Regulator Eyes Digital Currency Veteran As Chief; Crypto Firm Founder Charged With...
December 12, 2019  |  Bitcoin

The China Securities Regulatory Commission, China’s security watchdog, is setting up a technology regulation bureau and will announce Yao Qian as its new department chief,...

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SEC Eyes Trade Finance FinTech For Ponzi Scheme Activity
SEC Eyes Trade Finance FinTech For Ponzi Scheme Activity
December 09, 2019  |  Security & Fraud

International Investment Group (IIG), which provides loans to small and medium-sized businesses (SMBs), lost its license after the U.S. Securities and Exchange Commission (SEC) revoked...

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SEC Flags Benchmark That Obscured WeWork’s Bottom Line
SEC Flags Benchmark That Obscured WeWork’s Bottom Line
December 03, 2019  |  B2B Payments

The We Company, the parent of WeWork, uses a cash-flow metric called the “contribution margin,” which showed that its core services were profitable, Bloomberg Tax...

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