SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured

SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
SEC Chair Gensler Looking Into How Stock Trading Incentives Are Structured
June 09, 2021  |  Legal & Regulation

U.S. Securities and Exchange Commission (SEC) Chairman Gary Gensler is looking for an audit into the laws regulating the U.S. stock market, including best execution...

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Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could Backfire
Today In Payments: Amazon To Replace Co-Branded JPMorgan Card; SEC Commissioner Says Crypto Rules Could...
June 09, 2021  |  News

In today’s top news, financial institutions are bidding to replace J.P. Morgan on Amazon’s co-branded credit card, and one of the SEC’s senior officials warned...

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Regulators Probe Market Amid Rising Meme Stocks
Regulators Probe Market Amid Rising Meme Stocks
June 07, 2021  |  Stock Index

Market swings and the surging prices of meme stocks have caught the attention of the U.S. Securities and Exchange Commission (SEC), Bloomberg reported on Monday...

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Cybersecurity Startup SentinelOne Files For IPO
Cybersecurity Startup SentinelOne Files For IPO
June 04, 2021  |  IPO

SentinelOne, Inc. plans to go public on the New York Stock Exchange under the “S” ticker symbol, according to an S-1 filing from the company...

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SEC Mulling Enhanced Investor Safeguards For SPACs
SEC Mulling Enhanced Investor Safeguards For SPACs
May 27, 2021  |  Legal & Regulation

In written testimony to the U.S. House Appropriations Committee, Gary Gensler, new chair of the Securities and Exchange Commission (SEC), said stronger investor protections are...

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Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On ‘Ticketed Spaces’
Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On...
May 24, 2021  |  News

In today’s top news, South Korea is looking for a tech partner to test a digital won, and Stripe will power payments for Twitter’s new...

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Upcoming SPAC Hearing Signals Increased Scrutiny
Upcoming SPAC Hearing Signals Increased Scrutiny
May 21, 2021  |  Legal & Regulation

The House Financial Services Committee will hold a hearing on special purpose acquisition companies (SPACs) on Monday (May 24), another sign of the growing government...

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Figure Obtains Regulatory Green Light For Alternative Trading System
Figure Obtains Regulatory Green Light For Alternative Trading System
May 12, 2021  |  Blockchain

Figure Securities Inc., a subsidiary of Figure Technologies Inc., has become a FINRA-approved broker-dealer in addition to a U.S. Securities and Exchange Commission (SEC) registered...

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