SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Report: SEC Probes Whether OpenAI Duped Investors
Report: SEC Probes Whether OpenAI Duped Investors
February 29, 2024  |  artificial intelligence

U.S. regulators are reportedly investigating whether artificial intelligence giant OpenAI’s investors were misled. As part of that investigation, the Securities and Exchange Commission (SEC) is...

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Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
Report: Shein Mulling UK IPO, Deeming US Approval Unlikely
February 27, 2024  |  IPO

Shein is reportedly rethinking its U.S. initial public offering (IPO) due to regulatory resistance. Instead, the fast-fashion brand is weighing going public on the London markets, Bloomberg...

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Capital One/Discover Combo Could Create Financial Ecosystem for Paycheck-to-Paycheck Consumers
Capital One/Discover Combo Could Create Financial Ecosystem for Paycheck-to-Paycheck Consumers
February 20, 2024  |  Acquisitions

In any industry, a $35 billion deal is, of course … a big deal. But in financial services, the news that Capital One has set...

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Report: Sen. Marco Rubio Asks SEC to Block Shein IPO
Report: Sen. Marco Rubio Asks SEC to Block Shein IPO
February 15, 2024  |  IPO

Sen. Marco Rubio, R-Fla., is reportedly asking the Securities and Exchange Commission (SEC) to prevent fast fashion platform Shein from its bid to list publicly in...

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PayPal Chief Enterprise Services Officer Aaron Karczmer to Leave Company
PayPal Chief Enterprise Services Officer Aaron Karczmer to Leave Company
February 13, 2024  |  Personnel

PayPal Executive Vice President and Chief Enterprise Services Officer Aaron Karczmer will leave the company on April 30. The company and Karczmer entered into a...

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SEC to Enhance Reporting Requirements for Hedge Fund Advisers
SEC to Enhance Reporting Requirements for Hedge Fund Advisers
February 08, 2024  |  Regulation

The Securities and Exchange Commission (SEC) has made amendments to Form PF, a confidential reporting form for SEC-registered investment advisers to private funds. These changes, adopted in conjunction with the Commodity Futures Trading...

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Ripple Ordered to Produce Crypto Sale Info for SEC
Ripple Ordered to Produce Crypto Sale Info for SEC
February 06, 2024  |  Cryptocurrency

Blockchain company Ripple has been ordered to share financial statements about cryptocurrency sales with regulators. That ruling came from a New York judge, and requires Ripple to share...

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Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
Report: Figure Aims to Offer Regulated, Interest-Bearing Stablecoin
January 22, 2024  |  Cryptocurrency

Blockchain and lending startup Figure Technologies is reportedly seeking approval from U.S. regulators to issue an interest-bearing stablecoin. If approved, this move would establish a new class...

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SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
SEC Says ‘SIM Swap’ Attack Enabled Takeover of X Account 
January 22, 2024  |  Security & Fraud

The Jan. 9 hack of the Securities and Exchange Commission’s (SEC) account on the social media platform X (formerly known as Twitter) was apparently the result of...

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