SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

LendingClub Settles With SEC, DOJ
LendingClub Settles With SEC, DOJ
October 01, 2018  |  Security & Fraud

On Friday (Sept. 30), LendingClub officially closed the door on a two-year chapter in its corporate history that its current board and founding team would...

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Case In Musk? SEC Getting Tougher With Execs
Case In Musk? SEC Getting Tougher With Execs
September 30, 2018  |  Regulation

Securities law experts say that the U.S. Securities and Exchange Commission’s recent settlement with Tesla’s Elon Musk is proof that the agency is getting tougher...

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Tesla, Musk To Pay $40M and Resign As Chairman
Tesla, Musk To Pay $40M and Resign As Chairman
September 30, 2018  |  Security & Fraud

The Securities and Exchange Commission announced Saturday (September 30) that Elon Musk, CEO and chairman of Tesla, and the green car company have agreed to...

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Analysis Claims $88.6M Laundered Via Crypto Exchanges
Analysis Claims $88.6M Laundered Via Crypto Exchanges
September 28, 2018  |  Cryptocurrency

For years, law enforcement has feared that bitcoin could make money laundering easier. And now, in a new analysis of 2,500 suspected crypto crimes that made...

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US Reps Ask SEC For Clarity On Crypto Regulation
US Reps Ask SEC For Clarity On Crypto Regulation
September 28, 2018  |  Cryptocurrency

In an effort to get more clarity on the regulation of digital currencies, U.S. representatives wrote to U.S. Securities and Exchange Commission (SEC) chairman Jay...

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What’s Next For Tesla In The Wake Of SEC Settlement?
What’s Next For Tesla In The Wake Of SEC Settlement?
September 28, 2018  |  Stock Index

The suit is settled. But what comes next? Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to...

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UK Finance: Invoice Fraud A Threat To Business
UK Finance: Invoice Fraud A Threat To Business
September 28, 2018  |  B2B Payments

Invoice fraud looms as a threat to businesses in the U.K., contends UK Finance, with thousands of fraud cases and tens of millions of pounds...

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SEC Fines Investment Firm VFA $1M For Shaky Security
SEC Fines Investment Firm VFA $1M For Shaky Security
September 28, 2018  |  Regulation

The Securities and Exchange Commission (SEC) has hit Voya Financial Advisors (VFA) with a $1 million fine for a failure to implement sufficient cybersecurity policies...

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FBI Sets Sights On Payroll Fraud Scheme
FBI Sets Sights On Payroll Fraud Scheme
September 21, 2018  |  B2B Payments

Payroll fraud is underway, according to the FBI's "IC3" division, targeting employees in a number of verticals. The key method is phishing. Elsewhere, Europol warns...

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