Securities and Exchange Commission

Big Lots Declares Bankruptcy as Consumers Chase Deals
Big Lots Declares Bankruptcy as Consumers Chase Deals
September 09, 2024  |  Retail

Discount retailer Big Lots has declared bankruptcy and sold itself to an investment firm. Get the Full Story Complete the form to unlock this article and enjoy...

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SEC Says 6 Credit Rating Agencies Failed to Preserve Electronic Communications
SEC Says 6 Credit Rating Agencies Failed to Preserve Electronic Communications
September 03, 2024  |  Legal

The Securities and Exchange Commission (SEC) has charged six credit rating agencies with “significant” recordkeeping failures in maintaining and preserving electronic communications. Get the Full Story...

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Nigeria’s Tingo CEO Fined $250 Million Over ‘Fabricated’ FinTechs
Nigeria’s Tingo CEO Fined $250 Million Over ‘Fabricated’ FinTechs
September 02, 2024  |  Legal

A federal court has fined Nigerian businessman Dozy Mmobuosi $250 million following a fraud investigation. Get the Full Story Complete the form to unlock this...

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NFT Marketplace OpenSea Gets Wells Notice From SEC
NFT Marketplace OpenSea Gets Wells Notice From SEC
August 28, 2024  |  NFTs

Cryptocurrency marketplace OpenSea could be the target of a regulatory investigation. Get the Full Story Complete the form to unlock this article and enjoy unlimited...

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This Week in Web3: Blockchain Looks to Create, Not Just Store, Real-World Value
This Week in Web3: Blockchain Looks to Create, Not Just Store, Real-World Value
August 14, 2024  |  Blockchain

Blockchain, at this point a significant industry, perpetually appears to be on the verge of mainstream acceptance. Get the Full Story Complete the form to...

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SEC Alleges NovaTech Ltd Ran Fraudulent Crypto-Centered Scheme
SEC Alleges NovaTech Ltd Ran Fraudulent Crypto-Centered Scheme
August 12, 2024  |  Cryptocurrency

The Securities and Exchange Commission (SEC) charged NovaTech Ltd, its operators, Cynthia and Eddy Petion, and the company’s top promoters with running a fraudulent scheme centered on...

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Ripple’s Cross-Border Business Could Be Collateral Damage in SEC Suit
Ripple’s Cross-Border Business Could Be Collateral Damage in SEC Suit
August 09, 2024  |  Cryptocurrency

One of the longest running legal cases impacting crypto’s regulatory future is potentially nearing resolution. Get the Full Story Complete the form to unlock this...

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Federal Financial Regulatory Agencies Propose Joint Data Standards
Federal Financial Regulatory Agencies Propose Joint Data Standards
August 02, 2024  |  Bank Regulation

Nine federal financial regulatory agencies have proposed or will propose joint data standards that would apply to data submitted to the agencies. Get the Full...

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SEC: Founder of Social Platform IRL Defrauded Investors
SEC: Founder of Social Platform IRL Defrauded Investors
August 01, 2024  |  Security & Fraud

In internet lingo, the abbreviation IRL means “in real life.” Get the Full Story Complete the form to unlock this article and enjoy unlimited free...

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