Securities and Exchange Commission

SEC’s Gensler Says Crypto, SPACs Need ‘Investor Protections’
SEC’s Gensler Says Crypto, SPACs Need ‘Investor Protections’
October 05, 2021  |  Cryptocurrency

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SEC’s Gensler to Appear Before Senate Banking Committee on Regulating Crypto
SEC’s Gensler to Appear Before Senate Banking Committee on Regulating Crypto
September 13, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler is expected to face heavy questioning over plans to regulate the cryptocurrency markets when he appears before...

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SEC Scales Up Probe Into Stock Trade Gamification
SEC Scales Up Probe Into Stock Trade Gamification
August 29, 2021  |  Regulation

The Securities and Exchange Commission (SEC) is ramping up its attempts to look into the “gamification” that online brokerages use to draw in subscribers, according...

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SEC Charges Ex Silicon Valley CEO With $80M Fraud
SEC Charges Ex Silicon Valley CEO With $80M Fraud
August 25, 2021  |  Security & Fraud

The federal Securities and Exchange Commission (SEC) has charged the former chief of a Silicon Valley technology company with cheating investors out of $80 million...

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SEC Charges Space Exploration Company Momentus For Misleading Investors
SEC Charges Space Exploration Company Momentus For Misleading Investors
July 14, 2021  |  Legal

The Securities and Exchange Commission (SEC) has charged Momentus, an early-stage space exploration company, and other affiliated parties with misleading claims to investors ahead of...

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SEC Targets Bank Fees As It Ramps Up SPAC Probe
SEC Targets Bank Fees As It Ramps Up SPAC Probe
July 13, 2021  |  Bank Regulation

The Securities and Exchange Commission (SEC) is ramping up its probe into special purpose acquisition companies (SPACs) and is targeting potential conflicts of interest regarding...

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Senators Ask SEC To Probe Didi IPO
Senators Ask SEC To Probe Didi IPO
July 08, 2021  |  IPO

The question on the lips of two senators is whether Didi Chuxing, a ridesharing giant that went public last week, misled American investors, the Financial...

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SEC Names New General Counsel, Head Of Corporate Finance
SEC Names New General Counsel, Head Of Corporate Finance
June 14, 2021  |  Personnel

The Securities and Exchange Commission (SEC) has appointed Renee Jones to head the Division of Corporation Finance and John Coates as SEC general counsel effective...

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Ex-SEC Enforcer: Cryptocurrencies ‘Essence Of Ransomware’
Ex-SEC Enforcer: Cryptocurrencies ‘Essence Of Ransomware’
June 03, 2021  |  Cryptocurrency

Investors in digital currency are helping online hackers get away with their crimes, the Securities and Exchange Commission (SEC) internet enforcement office founder said Thursday...

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