In the rundown of how individual countries rank, in terms of regulators levying fines on people and corporations, the United States tops the list. That’s according to findings from Duff & Phelps, which through its Global Enforcement Review (done through its compliance and regulatory consulting...
Must financial executives and the regulators who regulate them always be at odds? Perhaps not, says a new study. The Wall Street Journal said Wednesday (Jan. 27) that some executives in the financial industry may be moving toward not being as “relentlessly negative” on regulations,...
January 29, 2016
Must financial executives and the regulators who regulate them always be at odds? Perhaps not, says a new study. The Wall Street Journal said Wednesday (Jan. 27) that some executives in the financial industry may be moving toward not being as “relentlessly negative” on regulations, as they have been in the not-too-distant past. That’s one […]
