SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
Amid Regulatory Scrutiny of Unicorns, Caveat Emptor
April 04, 2016  |  Payment Methods

When the Feds come knocking and want to look under the proverbial hood, the unicorns may crash to earth.

READ MORE >
April To Be The Cruelest Month For Wall Street Payouts
April To Be The Cruelest Month For Wall Street Payouts
March 24, 2016  |  Payment Methods

On Wall Street, showing them the money is going to take a little longer. April may be a cruel month for bankers when compensation rules...

READ MORE >
Santander’s US Lending Unit Under SEC Microscope
Santander’s US Lending Unit Under SEC Microscope
March 02, 2016  |  Regulation

Banco Santander SA, with an eye on its units based in the United States, is taking a $4.8 billion goodwill impairment charge tied to its...

READ MORE >
For Banks, Cash Was King
For Banks, Cash Was King
October 19, 2015  |  Controversial

Banks no longer want big deposits, and they seem willing to charge institutional clients for keeping dollars parked in their accounts.

READ MORE >
Dodd-Frank Rules Only 64 Percent Complete
Dodd-Frank Rules Only 64 Percent Complete
October 05, 2015  |  News

The financial reforms mandated by Dodd-Frank legislation finalized five years ago have a ways to go, as they are only 64 percent completed, The Wall...

READ MORE >
SEC Called To Take ‘Active Role’ In Cybersecurity
SEC Called To Take ‘Active Role’ In Cybersecurity
September 21, 2015  |  News

U.S. Securities and Exchange Commission policymaker Kara Stein made some bold statements about the agency’s responsibility to help companies both prevent and recover from cyber attacks,...

READ MORE >