SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Wells Fargo Probe Expands Into Wealth Management Unit

Wells Fargo Probe Expands Into Wealth Management Unit
Wells Fargo Probe Expands Into Wealth Management Unit
March 16, 2018  |  Security & Fraud

U.S. regulators’ investigations into Wells Fargo’s sales practices has expanded into the financial institution’s wealth management operations, according to news from The Wall Street Journal. Get...

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SEC Charges Theranos, Founder And Former President With $700M In Fraud
SEC Charges Theranos, Founder And Former President With $700M In Fraud
March 14, 2018  |  Security & Fraud

The Securities and Exchange Commission (SEC) announced news on Wednesday (March 14) that it charged Theranos, the Silicon Valley blood-testing technology company, its Founder and CEO...

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Feds Accuse Equifax CIO Pick Of Insider Trading
Feds Accuse Equifax CIO Pick Of Insider Trading
March 14, 2018  |  Security & Fraud

The Securities and Exchange Commission (SEC) announced news on Wednesday (March 14) that it charged a former chief information officer of a U.S. business unit...

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For SEC, Subpoenas No Mere ‘Token Interest’ In ICOs
For SEC, Subpoenas No Mere ‘Token Interest’ In ICOs
March 12, 2018  |  Regulation

A hammer? A velvet hammer? A helping hand? Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all...

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Bitcoin Falls From Weekly High Over Crypto Exchange Scrutiny
Bitcoin Falls From Weekly High Over Crypto Exchange Scrutiny
March 08, 2018  |  Bitcoin

As regulators crack down on cryptocurrency exchanges, bitcoin slid again on Thursday (March 8) by 7 percent over a 24-hour period. Following a high earlier...

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Bitcoin Daily: Binance Sells Its Users’ Altcoins, Bitcoin Dives As Cryptos Caught In SEC Crosshairs
Bitcoin Daily: Binance Sells Its Users’ Altcoins, Bitcoin Dives As Cryptos Caught In SEC Crosshairs
March 08, 2018  |  Bitcoin

Bitcoin’s price staggered on Wednesday (March 7), Reuters reported. The price of the marquee name in cryptocurrencies dipped as low as $9,450 in intraday trading when...

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Ripple CEO Wants Peace Between Regulators And Cryptos
Ripple CEO Wants Peace Between Regulators And Cryptos
March 08, 2018  |  Regulation

Ripple’s CEO would like regulators and the cryptocurrency industry to learn how to get along. Get the Full Story Complete the form to unlock this...

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Bitcoin Dives As Cryptos Are Caught In SEC Crosshairs
Bitcoin Dives As Cryptos Are Caught In SEC Crosshairs
March 07, 2018  |  Bitcoin

On the heels of, perhaps, a foreshadowing of more regulatory oversight, bitcoin’s price staggered again on Wednesday (March 7). Get the Full Story Complete the...

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ICOs, SEC And Wait And See?
ICOs, SEC And Wait And See?
March 05, 2018  |  Regulation

The SEC fired a regulatory shot across ICOs’ bows this week, sending out information requests and subpoenas to a slew of firms. The door opens...

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