SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Robinhood Pulls Fresh Growth Arrow From Its Quiver, Goes All in on Crypto Wallets
Robinhood Pulls Fresh Growth Arrow From Its Quiver, Goes All in on Crypto Wallets
September 22, 2021  |  Cryptocurrency

In the face of a possible regulatory challenge to its primary revenue stream, Robinhood is doubling down and seemingly going all in on crypto. Get the...

READ MORE >
In First-Ever Case, SEC Charges Crowdfunding Site With Allegedly Selling Unregistered Securities
In First-Ever Case, SEC Charges Crowdfunding Site With Allegedly Selling Unregistered Securities
September 21, 2021  |  Legal

The Securities and Exchange Commission (SEC) has charged three people along with an issuer with conducting a fraud scheme to sell almost $2 million in...

READ MORE >
Coinbase Kills Lend Product Amid SEC Ire
Coinbase Kills Lend Product Amid SEC Ire
September 20, 2021  |  Cryptocurrency

Following lawsuit threats by the Security and Exchange Commission (SEC), Coinbase is killing its proposed loan product Coinbase Lend and its associated waitlist. Get the...

READ MORE >
Toast Leads the IPO Parade of Platforms Featuring Hefty Valuations
Toast Leads the IPO Parade of Platforms Featuring Hefty Valuations
September 17, 2021  |  IPO

Last week’s listing announcements and actual public debuts of companies were more widely varied among initial public offerings (IPOs) and special-purpose acquisition company (SPAC)-related headlines...

READ MORE >
SEC Chair Gensler Tells Capitol Hill That Cryptos, Stock Trading Platforms Need Updated Regulations
SEC Chair Gensler Tells Capitol Hill That Cryptos, Stock Trading Platforms Need Updated Regulations
September 15, 2021  |  Regulation

Mr. Gensler goes to Washington. Get the Full Story Complete the form to unlock this article and enjoy unlimited free access to all PYMNTS content...

READ MORE >
Robinhood: SEC Won’t Ban Payment for Order Flow
Robinhood: SEC Won’t Ban Payment for Order Flow
September 13, 2021  |  Investments

The Securities and Exchange Commission will investigate, but not ban, a practice known as payment for order flow, the legal chief for the Robinhood trading...

READ MORE >
FinTech, ID-Focused Firms Helm Public Listing Announcements this Week
FinTech, ID-Focused Firms Helm Public Listing Announcements this Week
September 10, 2021  |  IPO

Listing announcements this past week — for traditional initial public offerings (IPOs), and for special purpose acquisition companies (SPACs) — were centered on FinTech, ID...

READ MORE >
SEC Charges Rivetz in Connection With $18M ICO
SEC Charges Rivetz in Connection With $18M ICO
September 09, 2021  |  Security & Fraud

Rivetz Corp., along with Rivetz International and both organizations’ leaders, have been charged by the Securities & Exchange Commission (SEC) with allegedly making an illicit...

READ MORE >
SEC Threatens Coinbase With Lawsuit Over Lending Scheme
SEC Threatens Coinbase With Lawsuit Over Lending Scheme
September 08, 2021  |  Cryptocurrency

The U.S. Securities and Exchange Commission (SEC) is threatening to sue the cryptocurrency exchange platform Coinbase over its loan product Coinbase Lend — and the...

READ MORE >