SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Robinhood Blasts ‘Draconian’ SEC Ban

Robinhood Blasts ‘Draconian’ SEC Ban
Robinhood Blasts ‘Draconian’ SEC Ban
September 03, 2021  |  Regulation

Robinhood Markets says it is considering legal action against the Securities and Exchange Commission after the agency said it could ban payment for order flow,...

READ MORE >
Crypto Exchange Uniswap Under SEC Investigation
Crypto Exchange Uniswap Under SEC Investigation
September 03, 2021  |  Cryptocurrency

Uniswap Labs, the main developer of one of the world’s largest cryptocurrency exchanges, is under investigation by the Securities and Exchange Commission (SEC). Get the...

READ MORE >
Cazoo’s Public Markets Debut Echoes the Revving Engines of Car eCommerce
Cazoo’s Public Markets Debut Echoes the Revving Engines of Car eCommerce
September 02, 2021  |  IPO

The platform economy is taking shape around the globe — it has wheels, you might say. To that end, Cazoo, the U.K.-based online platform focused on...

READ MORE >
SEC’s Gensler Cautions $2T Crypto Space Needs Oversight for Survival
SEC’s Gensler Cautions $2T Crypto Space Needs Oversight for Survival
September 01, 2021  |  Regulation

The $2.1 trillion cryptocurrency trading space has grown so large so fast that it’s too big to survive without regulatory oversight, Securities and Exchange Commission...

READ MORE >
Robinhood Shares Fall as SEC Mulls Banning Payment for Order Flow
Robinhood Shares Fall as SEC Mulls Banning Payment for Order Flow
August 31, 2021  |  Regulation

Shares of Robinhood fell on Tuesday (Aug. 31) after the Securities and Exchange Commission (SEC) Chairman Gary Gensler indicated that he is mulling a full...

READ MORE >
Former SEC Enforcer Says Watchdogs, Crypto Firms Need Open Dialogue on Oversight
Former SEC Enforcer Says Watchdogs, Crypto Firms Need Open Dialogue on Oversight
August 30, 2021  |  Cryptocurrency

The common view of the cryptocurrency landscape is that it’s the Wild West — untamed, with speculative activity out of control, and with regulators bearing...

READ MORE >
SEC Official: Crypto Scams Now Favored Crime Tool
SEC Official: Crypto Scams Now Favored Crime Tool
August 25, 2021  |  Security & Fraud

The popularity of cryptocurrency has come with an unfortunate side effect: a corresponding rise in the number of scams involving crypto. Get the Full Story...

READ MORE >
US SEC Mulls New Rules For Customer Engagement Tactics
US SEC Mulls New Rules For Customer Engagement Tactics
August 24, 2021  |  Regulation

The U.S. Securities and Exchange Commission (SEC) is planning to release a wide-ranging consultation this week that could have repercussions for retail brokers, wealth managers...

READ MORE >
Sezzle Files Draft Paperwork For US IPO
Sezzle Files Draft Paperwork For US IPO
August 23, 2021  |  IPO

Payment platform Sezzle said it has confidentially submitted a draft registration statement for an initial public offering (IPO) to the U.S. Security and Exchange Commission,...

READ MORE >