SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

Regulators Probe Market Amid Rising Meme Stocks

Regulators Probe Market Amid Rising Meme Stocks
Regulators Probe Market Amid Rising Meme Stocks
June 07, 2021  |  Stock Index

Market swings and the surging prices of meme stocks have caught the attention of the U.S. Securities and Exchange Commission (SEC), Bloomberg reported on Monday...

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Cybersecurity Startup SentinelOne Files For IPO
Cybersecurity Startup SentinelOne Files For IPO
June 04, 2021  |  IPO

SentinelOne, Inc. plans to go public on the New York Stock Exchange under the “S” ticker symbol, according to an S-1 filing from the company...

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SEC Mulling Enhanced Investor Safeguards For SPACs
SEC Mulling Enhanced Investor Safeguards For SPACs
May 27, 2021  |  Regulation

In written testimony to the U.S. House Appropriations Committee, Gary Gensler, new chair of the Securities and Exchange Commission (SEC), said stronger investor protections are...

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Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On ‘Ticketed Spaces’
Today In Payments: South Korea Seeks Partner For Digital Won; Twitter Teams With Stripe On...
May 24, 2021  |  News

In today’s top news, South Korea is looking for a tech partner to test a digital won, and Stripe will power payments for Twitter’s new...

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Upcoming SPAC Hearing Signals Increased Scrutiny
Upcoming SPAC Hearing Signals Increased Scrutiny
May 21, 2021  |  Regulation

The House Financial Services Committee will hold a hearing on special purpose acquisition companies (SPACs) on Monday (May 24), another sign of the growing government...

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Figure Obtains Regulatory Green Light For Alternative Trading System
Figure Obtains Regulatory Green Light For Alternative Trading System
May 12, 2021  |  Blockchain / Distributed Ledger

Figure Securities Inc., a subsidiary of Figure Technologies Inc., has become a FINRA-approved broker-dealer in addition to a U.S. Securities and Exchange Commission (SEC) registered...

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Today In Payments: Affirm Sees Travel Spending Surge; Leaked Walmart Memo Shows Grocery Lead Slipping
Today In Payments: Affirm Sees Travel Spending Surge; Leaked Walmart Memo Shows Grocery Lead Slipping
May 11, 2021  |  News

In today’s top news, Affirm’s earnings report showed growth in spending and the use of installment payments, and grocery competitors are beginning to worry Walmart...

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Today In Payments: SEC Chair Says Congress Should Regulate Crypto Exchanges; Walmart Acquires Telehealth Provider MeMD
Today In Payments: SEC Chair Says Congress Should Regulate Crypto Exchanges; Walmart Acquires Telehealth Provider...
May 07, 2021  |  News

In today’s top news, the chair of the U.S. Securities and Exchange Commission (SEC) said cryptocurrency needs more regulation, and Walmart has acquired telehealth firm...

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IPOs Gain Ground As Flywire Files To Go Public
IPOs Gain Ground As Flywire Files To Go Public
May 07, 2021  |  IPO

Public listings continue at a strong pace — at least as evidenced by announcements of intentions/plans to go public in the payments and financial services...

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