SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

SEC Reckons With Crypto’s Currency And Security Conundrum
SEC Reckons With Crypto’s Currency And Security Conundrum
April 20, 2021  |  Cryptocurrency

Regulation straddles the fine line between art and science — and getting the right mix of “spirit” and “letter” of new codes of conduct and...

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More SEC Scrutiny Threatens To Slow SPAC Pace
More SEC Scrutiny Threatens To Slow SPAC Pace
April 12, 2021  |  IPO

Special purpose acquisition companies (SPAC) listings continue to outpace levels seen in any previous year — but regulatory scrutiny might slow the waves of new...

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SEC Official: SPAC Risks Include ‘Undiscovered’ Issues  
SEC Official: SPAC Risks Include ‘Undiscovered’ Issues  
April 08, 2021  |  IPO

SPACs may be flying high, but risks lie beneath the surface. As reported in The Wall Street Journal on Thursday (April 8),  John Coates, acting...

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SEC Official Sees ‘Significant Issues’ With Blank-Check Companies
SEC Official Sees ‘Significant Issues’ With Blank-Check Companies
April 07, 2021  |  Regulation

A leading securities regulator issued a warning on the rise of fundraising through blank check companies, The Wall Street Journal reported Wednesday (April 7). Get the...

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Today In Payments: SEC Launches Probe Into SPAC Craze; Ruth McCartney Brings Rock History To The Blockchain
Today In Payments: SEC Launches Probe Into SPAC Craze; Ruth McCartney Brings Rock History To...
March 25, 2021  |  News

In today’s top news, the U.S. Securities and Exchange Commission (SEC) has launched a probe into the recent surge of special-purpose acquisition companies (SPACs), and...

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SEC Launches Probe Into SPAC Craze
SEC Launches Probe Into SPAC Craze
March 25, 2021  |  IPO

The U.S. Securities and Exchange Commission (SEC) is launching a probe into the wave of startups going public via special purpose acquisition companies (SPACs), Reuters...

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Boston FinTech Flywire Could Go Public With $3 Billion Valuation This Year
Boston FinTech Flywire Could Go Public With $3 Billion Valuation This Year
March 12, 2021  |  IPO

Boston-based FinTech Flywire submitted a draft registration statement with the U.S. Securities and Exchange Commission (SEC) in another step toward an initial public offering (IPO), the startup...

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Ripple Asks Court To Deny SEC’s Demand For Personal Finance Info
Ripple Asks Court To Deny SEC’s Demand For Personal Finance Info
March 12, 2021  |  Legal

Two Ripple executives have sent a letter to the Southern District Court in New York requesting that subpoenas for personal finance information from the U.S....

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Today In Payments: Amazon To Enable Purchases From TV Screens; SEC Raises Caution Flag On Celebrity-Backed SPACs
Today In Payments: Amazon To Enable Purchases From TV Screens; SEC Raises Caution Flag On...
March 12, 2021  |  News

In today’s top news, Amazon wants to bring tCommerce to its consumers, the SEC has cautioned investors over SPACs touted by celebrities and Grab could...

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