SEC

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government.

Source: en.wikipedia.org

IPOs Gain Ground As Flywire Files To Go Public
IPOs Gain Ground As Flywire Files To Go Public
May 07, 2021  |  IPO

Public listings continue at a strong pace — at least as evidenced by announcements of intentions/plans to go public in the payments and financial services...

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SEC To Examine Retail Brokerage Apps, Payment For Order Flows
SEC To Examine Retail Brokerage Apps, Payment For Order Flows
May 07, 2021  |  Regulation

The federal Securities and Exchange Commission (SEC) is investigating how retail broker apps encourage stock trading and earn money when those trades are executed. Get...

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SEC Chair: Congress Should Regulate Crypto Exchanges
SEC Chair: Congress Should Regulate Crypto Exchanges
May 06, 2021  |  Cryptocurrency

Securities and Exchange Commission (SEC) Chairman Gary Gensler said he thinks the cryptocurrency market, now worth $2 trillion, needs more regulation, CoinDesk reported. Get the...

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SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
SEC Chair To Talk Stock Trading Gamification At Thursday Hearing
May 05, 2021  |  Investments

Wall Street’s top regulator is looking into whether or not there may need to be rules leveled against brokerage apps that gamify stock trading, The...

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Banking And PropTech Firms Get IPO Traction
Banking And PropTech Firms Get IPO Traction
April 30, 2021  |  IPO

The latest edition of the ongoing SPAC/IPO Tracker finds that traditional listings held sway in the past week. Get the Full Story Complete the form...

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Ripple Could Seek IPO Following SEC Settlement
Ripple Could Seek IPO Following SEC Settlement
April 29, 2021  |  Cryptocurrency

Cryptocurrency startup Ripple could make a move to go public once the Silicon Valley blockchain platform settles its lawsuit with the Securities and Exchange Commission...

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Report: SEC Eyes SPAC Rules For Projections, Liability
Report: SEC Eyes SPAC Rules For Projections, Liability
April 27, 2021  |  Regulation

The Securities and Exchange Commission (SEC) has begun considering restrictions on the growth of special purpose acquisition companies (SPACs), the Financial Post reported. Get the...

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SEC Accounting Guidance Prompts SPACs To Add Disclaimers
SEC Accounting Guidance Prompts SPACs To Add Disclaimers
April 23, 2021  |  Markets

New guidance from the Securities and Exchange Commission (SEC) has special purpose acquisition companies (SPACs) scrambling to add explanatory information to filing statements, Bloomberg reported on Friday (April 23)....

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SPAC Market Drops Precipitously As US Regulators Eye Deals
SPAC Market Drops Precipitously As US Regulators Eye Deals
April 21, 2021  |  Markets

It seems like only yesterday global mergers and acquisitions were having their best of times in four decades — with deals of around $1.3 trillion....

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